
| 本丛书中所选的均为重要案例,其中很多案例有重要历史意义。书中摘录案例的重点部分,包括事实、法官的推理、作出判决的依据。不仅使读者快速掌握案例要点,而且省去了繁琐的检索和查阅原案例的时间。书中还收录有成文法和相关资料,对国内不具备查阅美国原始资料条件的读者来说,本套书更是不可或缺的学习参考书。 |
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| Contents Preface Acknowledgments Chapter 1 The Legal and Institutional Framework of Securities Regulation Chapter 2 Inquiries in to the Materiality of Information Chapter 3 The Definition of a Security Chapter 4 The Public Offering Chapter 5 Exempt Transactions Chapter 6 Secondary Distributions Chapter 7 Recapitalizations,Reorganizations,and Acquisitions Chapter 8 Exempt Securities Chapter 9 Liability Under the Securities Act Chapter 10 The Securities Exchange Act of 1934:Markets and Information Chapter 11 Fraud in Connetion with the Purchase or sale of a Secruity Chapter 12 The Enforcement of the Securities Laws Chapter 13 The Regulation of Insider Trading Chapter 14 Shareholder Voting and Going-Private Transactions Chapter 15 cORporate Takeovers Chapter 16 Regulation of the Securities Markets and Broker-Dealers Chapter 17 The Investment Advisers and Investment Company Acts of 1940 Chapter 18 Transnational Fraud and the Reach of U.S.Securities Laws Table of Cases Index |
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