| 作者简介：Alan R. Kanuk has more than twelve years' experience in Southeast Asia and the United States as a senior executive manager. He was hired by the investment bank Bear, Stearns & Co. in 1980 and quickly rose to become a senior managing director—and later became a director of Bear Stearns Asia Ltd. Kanuk also served as deputy head of ING's Asian Equity business, where he managed trading and sales activities in nine Asian markets. In 1998, Kanuk founded a start-up business, ARKAccess,?to?create an electronic trading platform in Asia.? |
| List of Figures List of Tables Preface Acknowledgments About the Author Chapter 1 India’s Capital Markets Growth of Foreign Investment Improved FII Interest and Access to the Public Markets Rising Domestic Investment Demand Market Risks Summary Chapter 2 Foreign Portfolio Investment in India Foreign Investment Tax Considerations for FIIs Repatriation of Investment Funds Challenges for US Hedge Fund FIIs Financial Instruments Available to FIIs Investment Limits Brokerage Fees FII Application Procedures Trading and Settlement-Related Issues Summary of FII Investment Chapter 3 Foreign Direct Investment Ministries and Departments Administering FDI Foreign Investment through Global Depository Receipts (Euro Issues) Approval Process for FDI Industrial Sector Preference Summary Chapter 4 Safety and Integrity The Regulator and Market Safeguards The Securities Exchange Board of India (SEBI) Market Safety and Safeguards Disclosure and Transparency Rules Exchange Surveillance Stock Exchange Risk Systems Market-Embedded Safeguards to Control Abnormal Stock and Market Behavior Margin Controls Additional Risk Controls for Derivatives Stock Exchange Central Counterparty Role Guarantee Funds Inspection of Brokers’ Books Summary Chapter 5 The Equity Market The Stock Exchanges, Trading and Settlement India’s Stock Exchanges Exchange Trading Rudiments Exchange Trading Systems Trading Features of the Exchanges Exchange Settlement Systems Approved Clearing Banks Exchange Clearing Houses Custodians Depositories Settlement Preparation for Short Selling Summary Chapter 6 Derivatives BSE Derivatives NSE Derivative Products Summary Chapter 7 The India Debt Market Indian Debt Market Fundamentals Market Infrastructure Market Structure Debt Trading Clearing and Settlement Risk Management Brokerage Rates Reference Rates Summary Chapter 8 Indices: General Market and Sector-Specific* BSE-Sponsored Indices NSE-Sponsored Indices Appendix A: Facts and Figures About India Appendix B: India’s Unique Numbering System Appendix C: The Indian Time Zone Appendix D: BSE and NSE Derivatives Underlying Stock Details Appendix E: Economic Statistics Appendix F: Order Types Appendix G: NSE and BSE Equity Classifications Appendix H: Exchange Trading and Clearing Holidays Appendix I: Index Constituents Appendix J: Calculation of NSE Option Base Prices Appendix K: ADR/GDR vs Ordinary Share Arbitrage – An Example Appendix L: Major Financial Institutions in India Appendix M: Contact Information for Important Financial Service Institutions Notes Acronyms and Abbreviations Glossary Index |
内容加载中，请稍后...
商品评论（0条）